Advisor Flipbooks

6 SEI Private Trust Company: Safety and security It may be reassuring to know that SEI Private Trust Company (SPTC) is a federally chartered, limited-purpose, savings association that maintains custody of all client assets. They hold securities in the client's name and cannot use or commingle them with their own or other investors' funds. Why does this matter? Because if they were to become insolvent, the securities are returned to the client. A commitment to helping protect your assets. • SPTC seeks to safeguard the investor assets they hold in custody. • SPTC does not commingle funds or use client funds in its own account for any use—lending or otherwise—because all client assets are held in the client's name. • SPTC does not participate in margin lending and cannot pledge, lend, or margin client assets that are held it its custody. • SPTC maintains custody of all client assets and does not allow custody of client assets by any of the investment firms with which they work. In addition to the benefits of SEI's custody structure, SEI has designed and implemented a robust security infrastructure to guard against threats to client assets in an effort to protect data confidentiality and integrity. Confidence in your decisions—and your future—begins with being fully informed, having your questions answered, leveraging the tools at your disposal, and knowing you have a team of experienced financial professionals working toward your best interests. There are risks involved with investing, including loss of principal. There is no assurance goals will be met. Custody services provided by SEI Private Trust Company (SPTC), a federally chartered limited purpose savings association. SPTC is a wholly owned subsidiary of SEI Investments Company (SEI).

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