Advisor Flipbooks

T R A I N I N G GU I D E 5 Application Types & Additional Forms Not Supported Within Digital Account Open Certain application types are currently unavailable within the Digital Account Open workflow. These applications can be obtained through the Blank Forms tab of the Open New Account action that is reviewed further within the guide. These application types include: • Managed Account Solutions (when you select anything other than one SEI ETF Strategy or one SEI American Funds® Strategy) • UTMA/UGMA • Distribution Focused Strategies (DFS) and Personal Trust Services (PTS) • Trusts • Donor-Advised Funds (DAF) • Business Accounts such as Partnership, Private Corporation, etc. • More than one SEI ETF Strategy or SEI American Funds® Strategy • Transfers • Beneficiaries • Custom High-Net-Worth Strategies Filling Out Account Application Work in Progress If you stayed on the New Account tab and selected Create New Account, the right-side worksheet disappears and brings you to the Checklist Screen in which you can view a recap of the information you entered, the automatically generated preassigned account number, a checklist of steps to complete data entry and a progress bar. As you complete each step, the progress bar will update. At the bottom of the page, available at any time, is an option to print the application. Follow each step in this guide or navigate to a specific step to learn more: SAMPLE • Owner ....................................... 6 • Strategy Selection .................. 7 • Funding .................................... 8 • Advisor Fee & Other Details .......................... 11 • Beneficiaries .......................... 13 • E-Signature ............................ 15 • Application Kit Downloads . 16 • Print ......................................... 19 • Broker-Dealer Approvals .... 20 • Digital Account Open Limitations .................. 21

• Cover