Issue link: https://info.seic.com/i/1463703
Y O U R T R U S T E D P A R T N E R PAGE 4 Your goals are our goals We choose to follow AIF ® Global Fiduciary Precepts * so our clients know their best interests are always put first. Know standards, laws and trust provisions Our actions are based on understanding and abiding with applicable laws and regulations Diversify assets to specific risk/return profile Our Intelligent Personalization philosophy helps ensure your investments are managed to your unique goals and risk/return objectives Prepare investment policy statement We work with you and your advisor to define and document appropriate investment guidelines in your Investment Policy Statement Use "prudent experts" (for example, an Investment Manager) and document due diligence Investments are managed by experienced individuals who are highly educated and qualified practitioners of financial analysis and wealth management** Control and account for investment expenses We work to ensure investment fees and expenses are clear and communicated to you and your advisor Monitor the activities of "prudent experts" We work collaboratively with your advisor to manage your investments and review their performance with you Avoid prohibited transactions and avoid or manage other conflicts of interest in favor of the portfolio We believe in a culture of compliance and controls to ensure we safeguard your portfolio within our organization *The precepts are the major fiduciary requirements outlined by the Accredited Investment Fiduciary (AIF). An AIF Candidate must meet a point-based threshold based on a combination of education, relevant industry experience and/or professional development. ** Over 80% have CFA ® and many also have Masters degrees.