Advisor Flipbooks

© 2022 SEI 1 Introduction This guide focuses on all relevant transaction processing cutoffs and document delivery dates from November 2022 to May 2023 and should be used as a reference to ensure transactions are submitted before the communicated cutoff times. This guide supplements the November Year-End Tax Preparation and Tax Process Update. Please keep the following best practices in mind when preparing for year-end and tax year cutoffs: › The dates and deadlines stated assume that all requests are received in good order. Every effort should be made to submit all requests using the appropriate SEI Private Trust Company (SPTC) forms or self-service submission. Each form must be completed in its entirety, and any supplemental information must be provided as required. › Self-service transactions on the www.SEIAdvisorCenter.com generally have a later cutoff of 15 minutes before market close. This cutoff time is based on when the transaction has been e-signed and approved (when applicable), so please make sure to monitor any additional signature and approval steps for submitted transactions. › Certain non-SEI mutual funds and other securities may have cutoffs earlier than normal market close. Please be aware of these cutoffs when submitting transaction requests because they will require an earlier submission to SPTC than the cutoff times listed below. › Please submit all transaction requests as soon as possible. SPTC appreciates the effort on your part in submitting your requests prior to the stated deadlines. › Tax Projections are meant to be used for tax planning purposes. However projections do not represent the entire tax year and are as of the date listed on the form. Tax projections do not project upcoming income, sales, or capital gain distribution activity. Tax projections also do not have tax information on Income Re-Allocation (IR), Return of Capital (ROC), or Widely Held Fixed Income Trust (WHFIT) since that will be provided in February and March. Tax projections should not be used to file a tax return; only the final 1099 tax forms should be utilized for that purpose. November 2022 — Key Dates and Deadlines Friday, November 11 › Projected 1099R, 1099DIV, 1099B, 1099INT, and 1099OID tax forms will be available on www.SEIAdvisorCenter.com. Monday, November 21 › Quarterly Account Rebalancing will occur this day. Wednesday, November 23 › SEI Private Trust Company service team lines close at 5 p.m. EST. › Stock market open normal hours. Bond markets will have an early closure. Thursday, November 24 › SEI holiday, OFFICE CLOSED Friday, November 25 › Stock market closes at 1 p.m. › Bond markets will have an early closure. › Platform self-service transactions must be entered by 12:45 p.m. EST. › SEI Private Trust Company has a fax cutoff of 11 a.m. EST. › SEI Private Trust Company service team lines close at 5 p.m. EST. SEI Private Trust Company 2022 Year-End Calendar

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