Advisor Flipbooks

Advanced client reporting aggregation. Although hundreds of data providers are available within the aggregation service, the ability and ease of obtaining the data is determined if the data is available through • Direct Feed — A direct data provider can be one of the following: — Standard custodial feeds — This is considered to be large custodians like Schwab, Fidelity, Pershing, TD Ameritrade, Northern Trust and Raymond James, where the Advisor is the representative on record. — Roughly 20 different custodial feeds are received on a daily basis. — Nonstandard custodial feeds — This is considered to be large data providers like DST or DTCC, where direct custodial feeds are not available. • Indirect Feed — An indirect data provider would be through vendor, ByAllAccounts. This can be the right solution when the Advisor is not the representative on record or the information is not available through other direct feed options. — For example, data providers like: • 401K Plans • Private Banks Applicable service costs With this service, additional charges may apply based on the data source for the third-party aggregated data. • Direct Feed — $20 per account per year (Elite and Premier Firms) — $25 per account per year (Select Firms) — $50 per account per year (All other Firms) • Indirect Feed — $75 per account per year (Elite and Premier Firms) — $85 per account per year (Select Firms) — $100 per account per year (All other Firms) How to start • A Firm signs the SEI Advanced Client Reporting Election Form and submits it to the SEI Relationship Manager. • SEI will provide the firm with the Project Kit for completion. • The Firm completes the Project Kit and returns it to the SEI Service Liaison. • The following must be signed off prior to project: — Signature on Advanced Client Reporting Election Form — Applicable custodial forms for data aggregation (varies by data provider) As part of the Advanced Client Reporting tool, Firms can aggregate account data custodied outside of SEI.

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