3 See yourself as an RIA.
IS GOING RIA RIGHT FOR ME?
Define your 'why'.
The decision to build your own business is deeply personal, but you likely
share motivations with your peers. Many advisors are inspired to make a
change by one or more of the "Four Cs."
1
Compliance Compensation
Control Culture
Knowing your "why" can help you keep a clear perspective when
you're making decisions that impact your business, including which
version of independence is right for you.
Finding the right fit
When Jeremy's broker-dealer was
purchased by another firm, he felt that
going RIA was the best path forward for
him and his clients. The right cultural
fit was important to Jeremy, and that
motivated him to make a change.
Listen to Jeremy's story
Jeremy Paul
President and Partner
Perigon Wealth Management
1
The Four C's is a concept inspired by Mark Albers, founder of Kinetic Strategic Partners,
Boulder City, NV.
