T R A I N I N G GU I D E 10
If you are funding the account via check, the screen will give you the check-mailing options below where the dollar
amount is entered.
You will have the option to add the funding to the application or to add an additional funding source if, for
example, there are two checks coming to fund the client's account. Once all of the funding has been added, select
the Save and Exit button. Your overview of the account will update to show the total funding and how much is
coming from each source. The funding section is only partially complete at this point, indicated by the half-filled
circle icon next to Funding.
To move on to the second step of the Funding, select Start next to the Directions option. The next screen contains up
to three tabs based on the account type and investment program selected:
1. Cash – Instruct how cash/liquidated assets should be invested across:
a. Selected Strategy/Strategies
b. Holding Money Market
c. Dollar Cost Average (DCA) for mutual fund & custom mutual fund accounts
2. In Kind Transfer – Instruct how transferred assets should be invested, as follows:
a. For mutual fund and custom mutual fund accounts, you may choose one of the following destinations:
i. Individual Strategy you selected in Strategy Selection
ii. Advisor Guided
iii. Asset Transit
b. For strategist portfolio accounts, you may choose one of the destinations:
i. Selected Strategy
ii. Advisor Guided
iii. Asset Transit
iv. Client Directed
