Advisor Flipbooks

5 A market leader As of September 30, 2022, through its subsidiaries and partnerships in which the company has a significant interest, SEI manages or administers $1.2 trillion in hedge, private equity, mutual fund and pooled or separately managed assets, including $3.78 billion in assets under management and $785 billion in client assets under administration. Website seic.com/advisors Account minimum No account minimum for Mutual Fund Strategies. Managed Account Solution minimums per manager start at $50,000. ETF Strategy minimums are $25,000. Pending Firm's Home Office approval, when applicable. Custody fees No custody fees for accounts over $50,000. A custody fee of $15/quarter will be applied to accounts under $50,000. Investment philosphy Our investment philosophy is a scientific, disciplined and time-tested approach based on six principles: asset allocation, portfolio design, investment manager selection, portfolio construction and management, risk management, and tax management when appropriate. Goals-based investment offerings Our goals-based investment process helps investors identify goals and set priorities based on their investing time frame and personal circumstances. It's a holistic approach that helps investors pursue their goals and grow confidence, even in stormy market conditions. We provide solutions for a multitude of investor circumstances — growth, stability and income — with strategies and programs that leverage the return potential of nearly all asset classes and investment styles. Multiple models can be used in one account if clients have multiple goals. We also offer goals-based statements so your clients can measure their progress around specified goals. Flexible investment implementation Strategies include Traditional and Tax-Managed investment solutions, including Mutual Fund Strategies, Goals-Based Strategies and Managed Account Solutions which include ETF Strategies and Distribution-Focused Strategies. All strategies are implemented using institutional, high quality, specialist money managers. SEI provides ongoing oversight and dynamic asset allocation. Types of accounts We can provide investment management and reporting for several account types, including, but not limited to, IRAs, Roth IRAs, SEP IRAs, Simple IRAs, giving funds, individual and joint nonqualified accounts, trusts, estates, endowments, foundations, defined benefit plans, and defined contribution plans. Banking solutions SEI provides access to a range of banking services, including checking, debit card, securities-backed lines of credit and online bill pay. 6 Trust solutions SEI Private Trust Company (SPTC) can act as agent for a trustee or as a directed trustee, and can assist with many of the administrative responsibilities of the trust. Rebalancing Automatic 5 As of 9/30/2022 6 Security-backed lending offering by The Bancorp and Nationwide Smart Credit powered by Supernova Technology™

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