Issue link: https://info.seic.com/i/1490664
6 Where SEI can help Business transition services Our team is a unique and comprehensive resource that provides support to financial advisors as they begin their relationship with us. Our solution is good for advisors who are: • Looking to grow assets under management • Delegating business functions due to capacity issues • Self-managing and looking to outsource • Consolidating investment and technology platforms • Experiencing growing pains or exit strategy concerns • Looking to differentiate themselves from the competition • Entering into the independent space • Transitioning to a fee-based business Our specialty is to assist advisors in conversions by prefilling the required forms and applications; creating and preparing advisor-directed proposals and investment policy statements; helping map existing client portfolios to SEI and custom models; transition assets in-kind to SPTC; and liquidating assets with no brokerage or transaction fees, pending Firm's Home Office approval. Scenario SEI program offering • Investors with a concentrated position in stocks • Managed Account Solutions • Investors with a poorly diversified portfolio • All Strategies • Investors in a high tax bracket • Tax-Managed Mutual Fund Strategies, Tax- Exempt Fixed Income and Managed Account Solutions which include Tax-Managed ETF Strategies • Investors who are looking for principal preservation • Bond solutions (Laddered), Treasury Inflation- Protected Securities (TIPS) and Stability- Focused Strategies • Investors looking for income distribution • Distribution-Focused Strategies (DFS), 7 SEI Fixed Income Portfolio Management and SEI Income Strategies • Investors concerned about market volatility • Stability-Focused Strategies • Investors concerned about inflation • TIPS through SEI Fixed Income Portfolio Management • Investors looking for a total wealth solution • Investments, banking services, trust services and institutional plans Investment platform scenarios The vehicles listed under "SEI Program Offering" do not constitute an investment recommendation, are intended to show the breadth of SEI's capabilities and are presented as investment options for your consideration only. Investors should consult with a financial advisor to determine the appropriate investment vehicle(s), considering, among other things, investment goals, risk tolerance and time horizon. All services pending your Firm's Home Office approval, if applicable. 7 Administrative fees are assessed on the DFS strategies.